July 2013

Training

Recognizing that in-house training budgets have been an area of cost cutting, Dunn Consulting and Training will develop and conduct training for your staff as your needs require....

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Broker-Dealers

Emphasizing compliance examination and inspection services, Dunn Consulting and Training services both clearing firms and introducing brokers by tailoring the available services to your needs....

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Transfer Agents

Regardless of the size of your agency (sole proprietorship, bank-registered, large professional, issuer or third-party administrator), Dunn Consulting and Training has the experience to assist you with your compliance needs....

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