Transfer Agent Services

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My transfer agent services include the following and can be expanded or tailored to your needs.

  • Compliance Reviews

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  • Mock Audits/Inspections/Examinations
  • Off-site Inspections of Co-transfer Agents or Service Company Transfer Agents
  • Written Procedures Review/Development
  • Filings Review

  • Out-of-Balance Resolution

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  • New Business Establishment

– Provide new business support services as identified and needed

 

  • Litigation Support

– Assist with case and trial preparation, depositions, and testimony

– Provide expert witness testimony

If you would like more information about my services, please call (303) 476-0699 or complete the Contact page on this web site.